SEC Filings.

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NASDAQRGLS
FormDescriptionDateFormat
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsOctober 09, 2012Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
EFFECTNotice from the SEC of registration effectivenessOctober 05, 2012Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
424B4Form of prospectus disclosing information facts events covered in both forms 424B1 424B3October 05, 2012Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in HTML.Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in DOC file.Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in PDF file.Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in XLS file.
S-8Securities offered to employees pursuant to employee benefit plansOctober 05, 2012Open Securities offered to employees pursuant to employee benefit plans in HTML.Open Securities offered to employees pursuant to employee benefit plans in DOC file.Open Securities offered to employees pursuant to employee benefit plans in PDF file.Open Securities offered to employees pursuant to employee benefit plans in XLS file.
3Initial filing by director officer or owner of more than ten percent.October 04, 2012Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
3Initial filing by director officer or owner of more than ten percent.October 04, 2012Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
CT ORDERConfidential treatment orderOctober 04, 2012Open Confidential treatment order in HTML.Open Confidential treatment order in DOC file.Open Confidential treatment order in PDF file.Open Confidential treatment order in XLS file.
3Initial filing by director officer or owner of more than ten percent.October 04, 2012Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
3Initial filing by director officer or owner of more than ten percent.October 04, 2012Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
3Initial filing by director officer or owner of more than ten percent.October 04, 2012Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
3Initial filing by director officer or owner of more than ten percent.October 04, 2012Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
3Initial filing by director officer or owner of more than ten percent.October 04, 2012Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
3Initial filing by director officer or owner of more than ten percent.October 04, 2012Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
3Initial filing by director officer or owner of more than ten percent.October 04, 2012Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
3Initial filing by director officer or owner of more than ten percent.October 04, 2012Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
S-1/AAmended Registration statement for face-amount certificate companiesOctober 04, 2012Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
3Initial filing by director officer or owner of more than ten percent.October 04, 2012Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
3Initial filing by director officer or owner of more than ten percent.October 04, 2012Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
CERTNASWhen a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNASOctober 01, 2012Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in HTML.Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in DOC file.Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in PDF file.Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in XLS file.
8-A12BRegistration of certain classes of securities 12(b) of the Securities Exchange ActSeptember 27, 2012Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in HTML.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in DOC file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in PDF file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in XLS file.
S-1/AAmended Registration statement for face-amount certificate companiesSeptember 18, 2012Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
S-1/AAmended Registration statement for face-amount certificate companiesSeptember 07, 2012Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
S-1Registration statement for face-amount certificate companiesAugust 17, 2012Open Registration statement for face-amount certificate companies in HTML.Open Registration statement for face-amount certificate companies in DOC file.Open Registration statement for face-amount certificate companies in PDF file.Open Registration statement for face-amount certificate companies in XLS file.
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